A Prescribed Responsibility record can be created either from

  • The Prescribed Responsibility List page, or

  • The Prescribed Responsibility page, or

  • The repository.

  1. Access the Prescribed Responsibility records list.

  2. On the ‘Prescribed Responsibility List’ page, hover over, or click, the Options Menu icon to display the options. Click the ‘New Prescribed Responsibility’ 1 option.

    Or, from the ‘Prescribed Responsibility List’, click on a Prescribed Responsibility record in the list to open the ‘Prescribed Responsibility’ page.

    Hover over, or click, the Options Menu icon to display the options. Click the ‘New Prescribed Responsibility’ 2 option.

  3. The ‘New Prescribed Responsibility’ window opens. Complete the Prescribed Responsibility details in the window (see New Prescribed Responsibility window elements for details on each field).

  4. Click the Save 8 icon to complete adding the new Prescribed Responsibility record. The Prescribed Responsibility page will display with this new record. Clicking the cancel 9 icon will close the ‘New Prescribed Responsibility’ window without saving the record.

‘New Prescribed Responsibility’ window elements

ID

Element

Description

1

‘Entity’ selector

Select the Entity of this Prescribed Responsibility.

2

‘Code’ field

Enter the unique code identifying this Prescribed Responsibility.

3

‘Title’ field

Enter the title of this Prescribed Responsibility.

4

‘Is Applicable’ selector

Check this box if this Prescribed Responsibility is Applicable.

5

‘NED’ selector

Select this field if this Prescribed Responsibility is NED.

6

‘Relevant_to_small_firm’ selector

Select this field if this Prescribed Responsibility is Relevant to small firm.

7

‘Regulator Reference’ field

Optionally enter the Regulator Reference of this Prescribed Responsibility.

8

‘Save’ icon

Click this icon to save the Prescribed Responsibility record.

9

‘Cancel’ icon

Click this icon to Close the ‘New Prescribed Responsibility’ window.

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